Neil Pinchuk

Neil Pinchuk
New SEC Rule Allows All Companies to File Confidentially for IPOs
6 min read
SEC Audits
New SEC Rule Allows All Companies to File Confidentially for IPOs
By Neil Pinchuk on October 12, 2017

Effective July 10, 2017, the Securities & Exchange Commission ("SEC") began allowing all companies to submit non-public, draft registration statements for initial public offerings ("IPOs")....

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SEC Steps Up Cooperation with HK SFC — Hong Kong in the Sights of U.S. Short-Selling Funds
4 min read
SEC Steps Up Cooperation with HK SFC — Hong Kong in the Sights of U.S. Short-Selling Funds
By Neil Pinchuk on August 29, 2017

Back in January of 2017, the Securities & Exchange Commission (SEC) announceda significant expansion of its cooperation frameworkwith Hong Kong's Securities and Futures Commission (SFC),...

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